Open Philosophy: Building a 21st Century Worldview

The Principle of Causal Openness

(From Chapter 2 of God, Science and Mind)
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In chapter 1, we saw that the Principle of Causal Closure is a linchpin of naturalism. Jaegwon Kim defends it thus:

If you pick any physical event and trace out its causal ancestry or posterity, that will never take you outside the physical domain. That is, no causal chain will ever cross the boundary between the physical and the nonphysical.[1]

We know this is not true because we found a causal chain leading directly to God. What is Kim missing?

Two Kinds of Causality

If Kim knew either perennial or Eastern philosophy, he would distinguish two kinds of efficient caus­ality. Aristotle differentiated between what the Scholastics called essential and accidental caus­ality.[2] While time-sequenced or accidental causality continues to be debated, essential causality is neglected.[3] It is the concurrent causality used in my proof of God: for energy to be conserved here and now, the law of conservation of energy must be operative here and now. Kim traces chains of causal events forward and backward in time and finds only temporal events. Given that he is only look­ing at events, it is not surprising that events are all he finds.

Accidental, or Humean-Kantian, causality is the time sequence of events according to rule we saw in Hume‘s critique. In the first edition of Critique of Pure Reason, Immanuel Kant (1724-1804) wrote “everything which occurs (comes to be) posits something pre­vious upon which it follows according to a rule.”[4] Accidental causality underlies the Causality Postulate of quantum field theory, which states that for one event to affect another it must be temporally prior in all frames of reference (in the past light cone). It is accidental because, as Hume observed, it lacks necessity.

Essential causality is quite different.[5] Aristotle developed the con­cept by reflecting on a builder building a house.[6] He noticed an identity of cause and effect: The cause (the builder building the house) is identical with the effect (the house being built by the buil­der). The only difference is the focus of our attention. Un­­­like Humean-Kantian causality, we don’t have two separate events, but a single event viewed in two projections. In one projection, we fo­cus on the agent, in the other, the effect. As we saw with conserva­tion of energy, the operation of the cause and the realization of its effect are simultaneous and inseparable.

Because it has one event in two projections, essential caus­ality has a unity and necessity impossible with accidental causality‘s dis­­­joint events. I don’t mean that conservation of energy or building a house is necessary, but that, given these events, it is impossible to separate the operation of the cause from the realiza­tion of its effect. Every happening is a doing, and every doing is a happening.

Relation of Causal Types

While essential and accidental causality are distinct, they are directly related. The regular sequence of events in Hum­ean-Kan­tian causality is a consequence of the cumulative or integral effect of the essential causality of the laws of nature. Thus, Humean-Kant­ian causality is dependent upon the essential causality of the intentional laws of nature. We shall see in the next section that this is reflected in physics’ most basic laws.

In extreme cases, e.g. in some theories of quantum gravity, the concept of time can break down, and with it, Humean-Kantian causality. Essential causality, by which the laws of nature operate, survives as it is independent of space-time structure.

The Failure of Causal Closure

Naturalists like Kim are trapped in a single causal dimension. They look only horizontally, at temporal sequen­ces, for causality. This misses the vertical dimension of ontological de­pendence. The house being built depends on the builder building. The builder building depends on laws of nature maintaining him in operation. The laws of nature depend on God‘s sustaining will.

Since the vertical line of causation is atemporal, it is missed by a mechanical projection looking solely at time-ordered events for explanations. No prior event can explain a later, disjoint, event. It is simply not there when the later event occurs. Physics reflects this insight in relativistic quantum field theory’s locality postulate, which rejects action at a distance.[7] Information from an earlier event is only present later be­cause a logical propagator has brought it forward in time. Logical propagators operate on information, act­ing in the physical theater of operation via intentionality. Immateri­al entities are not only causally effective, but are causes par excel­lence. Without them, events would be disjoint monads.

This is seen in the fundamental equation of quantum field the­ory, a paradigm of fundamental physics.

Equation 1 calculates all time development in quantum physics. It de­­scribes the development of a state at time t1, |?1>, into a state at a later time t2, |?2>. The states each represent every field, particle and physical property at their specified time. They exhaust the materiality of the initial and final events. Those events affect each other only through exp-iH(t1 t2).[8] It expresses the immateri­al laws controlling material systems and is a logical propagator carrying in­for­mation from time t1 to time t2.

Thus, physics reflects the causal ineffectiveness of purely ma­terial states. The answer to the question “how can immaterial entit­ies be causally effective in physical systems?” is: by being the laws transforming information in time. The real ques­tion is: “How can disjoint material states caus­e one anoth­er?” They can’t absent an operative intentional­ity. Thus, we conclude with Albertus Magnus, “the work of nature is the work of intelligence.”[9] We shall see in chapter 5 that causal closure is experi­mentally falsified for human minds, and incompatible with other objective data. 



[1] Kim (1998), Mind in a Physical World, p. 40

[2] Cf. Flores (2000), “Accidental and essential causality in John Duns Scotus’ treatise ‘On the first principle.’” “In an essentially ordered series of causes, both the existence and causal function of the effect are caused and preserved by the simultaneous coexistence of the cause.” pp. 97f. Compare the Buddhist distinction of ultimate and empirical causation in Stcherbatsky (1930), vol. 1, p. 125f.

[3] See, e.g., Sosa and Tooley (1993), Causation.

[4]Alles, was gushiest (anhebt zu sein) setzt etwas voraus, worauf es nach einer Regegel folgt.” Quoted in Lindsay and Margenau (1936), p. 516 (my translation).

[5] Sosa and Tooley (1993) see that Aristotle‘s notion of causality differs by not in­volving events and causality becomes problematic with Hume, but miss the con­nection (pp. 31f).

[6] Metaphysics xi, 9, 1066a27ff (= Physics iii, 3, 202a14ff).

[7] In modern physics, “distance” involves both space and time. The non-locality in the Ein­stein-Podolsky-Rosen Paradox (see chapter 7) does not contradict the locality postulate be­cause it follows from quantum field theory, which is based on the locality postulate.

[8] H is the Hamiltonian operator describing laws or the intentional aspects of the system.

[9]Opus naturae est opus intelligenia.Guldentops (2001), “Albert’s Influence on Bate‘s Metaphysics and Noetics,” p. 199.

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"All men by nature desire to know." Aristotle, Metaphysics A, 1