Ideas are the
most fundamental instruments of thought.
Understanding how ideas signify will clarify
a number of confusions.
Signs are means
of knowing.
Signifiers are only potential signs unless they
actually evoke a thought. Smoke, though a potential sign of fire, is operative only when
used to know fire.
Since knowing is relational, so are signs. John of St. Thomas (John Poinsot,
1589-1644) makes an important distinction
between formal and
instrumental
signs.[i] An instrumental sign
requires that we understand own nature before it can
signify. A formal sign does
not.
Smoke and road markers are
instrumental signs.
For smoke to signify fire one must know the dark smear
on the horizon is smoke and not dust. For a road sign to
inform one the road turns right ahead, it must be recognized
as marker and the form of its arrow grasped. This is a ternary relationship
there is a signifier, an idea elicited in a subject, and what
is signified.[ii] Imagine seeing
Tutankhamen’s mummy at a time before
hieroglyphics were decoded. It bears a cartouche
saying “Tutankhamen.” Here we the have
signifier and signified, but the signifier is inoperative
until interpreted.
For actual signification, we need all three
relata.[iii]
Ideas are not instrumental
signs. I need not grasp that
<apple> is an idea, or even think of ideas, to grasp the
signified apple.
<Apple> signifies apples directly and
transparently.
Only on reflection do I realize that apples are
known by means of <apple> ideas. <Apple> is a formal sign. “ A formal sign is one whose whole
nature and being are simply a representing, or a meaning,
or a signifying of something else,”[iv] as opposed to instrumental signs
whose natures were combustion products, paint on metal, or ink
on mummy wrappings.
A similar distinction has
been independently noted by Frank Jackson, of Mary’s Room
fame. He
writes:
there is a marked
contrast between, on the one hand, the way representational
devices like maps and sentences represent, and, on the other,
the way perceptual experience represents. There is a gap between
vehicle of representation and what is represented in the first
case that does not exist in the second.[v]
There is no necessary connection between
sentences or the isobars on a weather maps and what they
represent.
Thoughts, however, invariably represent what they
intend. The gap
between maps and sentences, and what they represent is filled
by an interpreter as a third element.
Formal signification is a
binary, not a ternary relation. The signifier is not
separate from the person understanding it. My idea <apple>
is just me thinking
of an apple. The
word “apple” can only signify by evoking the idea
<apple>. To
signify it uses all the elements to think <apple> plus
the word itself.
Instrumental signs require one more
relatum than formal signs.
Ideas are in a different
class than observed brain and computer states. To understand what a
computer state signifies we need to grasp a
representation of it such as displayed
characters. When
it is grasped, we may see the computer state as representing
something just as paint on a road marker can represent a
curving road.
So computer states signify as instrumental signs. If an observer knew
what your brain state signified, it would be as an
instrumental sign for her. For you, the situation
is very different.
You do not use your brain state as a sign because we
don’t know our brain states, but their content. We don’t know which
synapses are
active, or our neural firing rates – the data encoding
contents.
Third-person observations of the
brain use instrumental signification and a ternary
relationship. First-person awareness involves
formal signification and a binary relationship.
In the third-person view of a brain or computer, subjectivity
is confined to the observer. In the first-person
case, we grasp information directly, without knowing our
brain state. The
analogy between human thought and computer processing
confuses these two types of signification.
The ternary computer
signification depends on binary formal
signification.
Computers actually signify only when they evoke an idea
in people, who then intend what is signified. Computer states have no
actual significance without an interpreting subject, while
human ideas always involve an aware subject. Therefore, computers
do not “think.”
Ric Machuga (2002) brings out
another important semiotic distinction: the difference in
dynamics between causal and intentional signification. When an animal smells
smoke, it will respond with fire avoiding behavior. We can describe this
as a case of using smoke as a sign of fire, but to do so is to
use “sign” in an equivocal way. When we humans use
signs, our responses are generally mediated by concepts and
judgements. When
animals use signs, there is no need to appeal to such
mediation.
Physical mechanisms provide a completely adequate
explanation of the data.
Morgan's canon, a psychological application of Ockham’s
razor, tells us:
In no case is an animal activity to be
interpreted in terms of higher psychological processes, if it
can be fairly interpreted in terms of processes which stand
lower in the scale of psychological evolution and
development.[vi]
Thus, we are quite justified in saying that we
need posit no intentional mechanisms in such uses of signs by
animals.
Evolution and neurophysiology cover all the
bases.
On the other
hand, human signing is not so explained. To see this clearly,
consider our use of language. Evolution does not explain why
the concept <water> is signified by acqua, eau,
wasser, etc. depending on where you
live. These signs
have no physically necessary relation to what they signify,
but are products of human thought. Similarly, when we
offer an argument to effect a change of mind or action, the
argument does not work in a purely physical way. If it did, then we
would not expect different embodiments (written vs. oral, Greek vs. English) of the same
thought to be equally effective for their
communities.